BrokerCheck helps you make informed choices about brokers and
brokerage firms-and provides easy access to investment adviser
information.
![search-icon](./index_files/search-icon.png)
BrokerCheck tells you instantly whether a person or firm is
registered, as required by law, to sell securities (stocks,
bonds, mutual funds and more), offer investment advice or both.
![person-icon](./index_files/person-icon.png)
BrokerCheck gives you a snapshot of a broker's employment
history, regulatory actions, and investment-related licensing
information, arbitrations and complaints.